Law Office Of William G. Causey JR.
  • Home
  • About
    • William G. Causey, Jr.
  • Practice Areas
    • Criminal Law
    • DUI/DWI
    • Traffic Violations
    • Drug Crimes
    • Theft Crimes
    • Sexual Offenses
  • Blog
  • Contact
Call for a free consultation

Phone 336-822-9201

Text/Call 336-471-0819

  • Home
  • About
    • William G. Causey, Jr.
  • Practice Areas
    • Criminal Law
    • DUI/DWI
    • Traffic Violations
    • Drug Crimes
    • Theft Crimes
    • Sexual Offenses
  • Blog
  • Contact
  • Home
  • About
  • Practice Areas
    • Traffic Violations
    • DUI/DWI
    • Criminal Law
    • Personal Injury
  • Blog
  • Contact
Law Office Of William G. Causey JR.
Phone336-822-9201

Text/Call336-471-0819

Practicing Law For Nearly 40 Years, And Always Offering A Free Initial Consultation

William G. Causey Jr.
  1. Home
  2.  » 
  3. Criminal law
  4.  » 
  5. Can you accidentally commit securities fraud?

Can you accidentally commit securities fraud?

On Behalf of Law Office of William G. Causey Jr. | Apr 15, 2022 | Criminal law

Are you familiar with the term securities fraud? Chances are you’ve heard of it concerning some high-profile case in the news, but do you know what it is? In short, securities fraud is when someone deliberately misleads investors or uses false information to generate profit. It can be a serious crime, and if convicted of it, you could face fines and imprisonment.

But, can you accidentally commit securities fraud? The answer, unfortunately, is yes. There are many ways in which someone could inadvertently break the law regarding securities. One of those ways is through insider trading.

What is insider trading?

You might associate insider trading with big corporations and Wall Street stock traders. Insider trading is having access to knowledge that isn’t available to the public and using that knowledge to make decisions regarding the sale or purchase of stock.

Section 10 (b) of the 1934 Securities and Exchange Act states that insider trading is a crime and enforces that rule through the Securities Exchange Commission (SEC). You might think that insider trading has nothing to do with you but consider the following scenario:

You are at a neighborhood barbeque and talking with some friends. While flipping burgers, one friend tells you about a new product his company is developing that will revolutionize daily life as we know it. He suggests you buy some stock before this product becomes public knowledge. You follow his advice, and when the product hits the market, the company stock goes through the roof, and you make a considerable profit. In the eyes of the law, you have just committed insider trading, and you may be in for some legal trouble.

If you are concerned that you may have committed securities fraud, it is crucial to take action immediately. Reach out to someone who can help guide you through the process and protect your rights.

Recent Posts

  • Can I Get a Nursing License in North Carolina with a Drug Charge?
  • What are your rights during a police search?
  • Does everyone in North Carolina have the same legal limit?
  • Can you expunge a misdemeanor conviction?
  • What are the potential consequences of reckless driving charges?

Archives

Categories

  • Criminal law
  • Drug charges
  • Drunk driving
  • DWI
  • Firm News
  • Personal injury

RSS Feed

Subscribe To This Blog’s Feed

Start Your Free Consultation

Contact Us

Law Office Of William G. Causey JR.

Office Location

204 Muirs Chapel Road
Suite 100
Greensboro, NC 27410

Greensboro Office

  • Follow
  • Follow
  • Follow

Phone Number

336-822-9201

Text/Call

336-471-0819
Visa | MasterCard | American Express | Discover
venmo | Cash App | Zelle | Apple Pay

© 2025 Law Office of William G. Causey Jr. • All Rights Reserved

Disclaimer | Site Map | Privacy Policy | Business Development Solutions by FindLaw

Review Us